Compliance Officer

TMGM

Sydney

2 weeks ago

Sydney

2 weeks ago

Apply

Compliance Officer

TMGM, a leading online trading provider and Chelsea FC's official regional partner in APAC, seeks a Compliance Officer to support regulatory compliance across multiple jurisdictions. The role involves managing corporate secretarial obligations, liaising with regulators and internal teams, and enhancing the compliance framework. Ideal candidates have finance/regulatory knowledge, strong communication skills, and thrive in a multicultural environment.

Apply

Hybrid

Full-time

Mid Level

Financial Services Regulations

Corporate Governance Requirements

Salary

Not specified

Work Location

Sydney, New South Wales, Australia, AU

Work Model

Hybrid

Employment Type

Full-time

Experience Level

Associate

Core Qualifications

Technical (Must-have)

financial services regulationscorporate governance requirements

Soft Skills

draftingcommunicationinterpersonal skillsorganizational skillsattention to detailability to manage multiple tasksability to work independently

Key Responsibilities

•Coordinate with local agents, corporate service providers, and regulatory authorities to manage corporate secretarial and compliance obligations.
•Prepare, review, and file statutory forms, resolutions, meeting minutes, and supporting corporate documentation.
•Maintain accurate and up-to-date corporate records, registers, and compliance documentation.
•Monitor filing deadlines and ensure timely submission of required documents to regulators and authorities.
•Liaise with internal departments including Sales, Marketing, Back Office, and Human Resources to collect relevant information and support operational compliance requirements.
•Support the development, implementation, and enhancement of the company's compliance framework, policies, procedures, and internal controls.
•Assist in the planning, design, and implementation of compliance projects and initiatives.
•Provide requested company documents and compliance information to internal and external stakeholders as required.
•Support headquarters and management in maintaining governance standards and regulatory compliance across multiple jurisdictions.
•May require occasional visits to service providers, regulators, or government offices.

Compliance OfficerFinancial ServicesLegalHybridSydneyTMGMCorporate GovernanceRegulatory Compliance

Key Responsibilities

•Coordinate with local agents, corporate service providers, and regulatory authorities to manage corporate secretarial and compliance obligations.

•Prepare, review, and file statutory forms, resolutions, meeting minutes, and supporting corporate documentation.

•Maintain accurate and up-to-date corporate records, registers, and compliance documentation.

•Monitor filing deadlines and ensure timely submission of required documents to regulators and authorities.

•Liaise with internal departments including Sales, Marketing, Back Office, and Human Resources to collect relevant information and support operational compliance requirements.

•Support the development, implementation, and enhancement of the company's compliance framework, policies, procedures, and internal controls.

•Assist in the planning, design, and implementation of compliance projects and initiatives.

•Provide requested company documents and compliance information to internal and external stakeholders as required.

•Support headquarters and management in maintaining governance standards and regulatory compliance across multiple jurisdictions.

•May require occasional visits to service providers, regulators, or government offices.